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Natural
Law and Providence:
Exploring the Ancient Understanding of Cosmic Order and Human Society
Joseph
Milne
Talk
given to the Henry George Foundation 2009
One
of the questions that we cannot help asking continuously is, Why
is the concept of Natural Law so difficult to grasp in our age?
Since every person is a social and political being, it would seem
completely natural that we should understand the nature of human
society, and that our laws and institutions should be based on and
reflect such understanding. I would suggest that, in a certain sense,
everyone does understand Natural Law. We all believe that Justice
should always be performed, and that any kind of injustice done
by the state is the worst kind of injustice. Even children object
to anything unfair. So we all have what might be called an intuitive
sense of justice, and in that sense an intuition of Natural Law.
Our difficulty would seem to lie in an inability to fully articulate
in both theoretical and practical terms what our intelligence already
knows in essence.
It is very clear in the writings of Henry George that he had the
gift of articulating the fundamental laws of economics both theoretically
and practically. He believed that it belonged to everyone to do
the same, because all have the gift of reason and the power to discern
the truth of things. Over the years many millions of people have
recognised the truth of his writings, and in particular his understanding
of economic Justice. But also outstanding thinkers, such as Einstein,
Tolstoy and Churchill, acknowledged the exceptional insights of
Henry George. Yet, for all that, our modern society at large cannot
see how natural laws indicate the way in which society might be
ordered to flourish in freedom and entirely without poverty.
Why is this? I am sure there are many ways in which that question
may be fruitfully pursued. One way, which has proved very illuminating
to me, is to explore a group of concepts which once all belonged
together, but which in our time have got separated, or even become
incomprehensible. I mean the concepts of Providence, the Good, and
Destiny. For Thomas Aquinas in the 13th century (1225 - 1274) these
three concepts all belong to the universal conception of Natural
Law, and his understanding goes back to the Stoics, Aristotle and
Plato. The essential feature of the connection between these concepts
is that the laws of Nature are connected to divine laws of eternity,
and this connection brings all things to unity under the ideal of
the Good or perfection. For example Aquinas says:
In
created things good is found not only as regards their substance,
but also as regards their order towards an end and especially
their last end, which, as was said above, is the divine goodness
(Summa Theologica, I, 22, 1).
For
Aquinas created things are at once good in themselves but also in
that they are oriented towards ultimate Good itself. This means
that everything that exists naturally seeks the universal good of
all things, or of the whole universe, and ultimately participation
in the divine goodness from which all things receive their being.
In seeing the created world in this way the different aspects of
Nature become united in a single end, and this single end is also
the end which brings each particular being to its full actuality
or flourishing. The universal qualities which draw all things to
their proper end in the Good are Providence and Destiny, from which
are derived Justice and Natural Law.
This view, which can be traced back through the Middle Ages and
into Roman law and to the earliest Greek philosophers in one form
or another, and which Aquinas articulates most clearly in his so-called
Treatise on Natural Law in the Summa Theologia, got lost in the
turmoil of the birth of Protestantism and the Reformation. Owing
to the conflicts both within Christianity and between the Church
and the State, the metaphysical and theological understanding of
the link between the natural world and the divine order was broken.
From this situation the Enlightenment thinkers arose who attempted
to understand the natural world through reason alone without recourse
to the divine or transcendent.
From our point of view this meant that the huge expenditure of thought
given to Law, and especially to Natural Law, was confined to understanding
the laws of human society in a restricted way, and in particular
ways which separated the immediate concerns of life from the final
end. The first to articulate this way of thinking about Natural
law was Hugo Grotius (1583 - 1645) who coined the phrase 'as if
God did not exist' (Etsi Deus non daretur). The idea was
that the truth of things remained the same whether or not God was
presupposed, and therefore human reason was sufficient in itself
to discern the truth of things. Grotius was not an atheist. One
of his main works was entitled On the Truth of the Christian Religion.
His concern, typical of his times, was to demonstrate the truth
of things without resorting simply to the authority of the Church
or the scholastics. While for the Medieval scholars the chief concern
was to harmonise the two orders of knowledge given through reason
and revelation, this degenerated into a conflict between reason
and authority, within the Church itself, so we need to be aware
of the difficulties confronting the first Enlightenment thinkers.
However, it was not long before the entire exercise of the Enlightenment
thinking ceased to be able to find any connection between the truths
derived through reason and the truths given through revelation,
and so the Creation, or the natural world, became wholly separated
from the divine, and the conception of God became reduced to a mere
'first cause' wholly outside of the universe. Thus was born the
secular world view. And so we find that among the sceptical philosophers,
such as Hume, that even our rational knowledge is limited to mere
sensory impressions and that the whole realm of metaphysics must
be discounted along with the realm of divinity or revelation.
And so the unified cosmology which once had held together the mysteries
of the Infinite and finite, the created and the uncreated, Nature
and Grace and so on was lost. Not only did the universe become fragmented,
it also became smaller. And even with the smaller universe the internal
relations between its parts became obscured, and, in terms of the
understanding of Natural Law, the primary way in which this manifested
was in the idea that human society itself was outside Nature. It
was on the basis of this assumption that the ideas of utilitarianism
and the social contract arose, and the notion that the 'state' was
a seat of power rather than the mediator of Justice. Ironically,
in its rebellion against the authority of the Church, the state
adopted the very qualities in itself it had opposed. So dominant
is the idea that the State and power are one and the same thing
that we hardly notice that Aristotle, in his Politics, never conceives
the idea of the Polis in terms of power but in terms of ethics.
Even Marx, who so many regard as thinking outside the established
presuppositions about society, conceives the State in terms of power
and society in terms of conflicting powers.
I think it is worth noting that the thinkers who came straight after
Hugo Grotius, such as Hume, Locke and Adam Smith, were familiar
with the classical writings and Aquinas which clearly expressed
the notion of Natural Law, and some to a certain extent attempted
to accommodate it in their own theories of society. Yet without
the ancient understanding of a unified and purposeful cosmos, the
developed human society could never be placed within the greater
order of Nature. Coupled with the exclusion of the authority of
the Church, these thinkers were forced to conceive society within
a very limited conception of Nature, as well as a very limited conception
of human nature.
We have to bear in mind that the very essence of Natural Law lies
in the connection between human nature and universal nature. With
this connection broken, and with Nature itself reduced to mere mechanical
processes, there is no place for the purposeful operation of a cosmic
Providence. In terms of Greek philosophy, this means the absence
of any teleology or direction in Nature. Let me explain this because
it is very important.
For Plato, and even more for Aristotle, Nature or physis
is a living, intelligent being. The most important aspect of this
is that it is self-moving, which means it is always underway towards
the fullest being. All the processes we observe in Nature are the
visible seeking of perfection, of everything flowering to the fullest
extent possible according to its nature, and ultimately striving
towards the Good. Each thing, or each being, is oriented towards
its own perfection and the perfection of the universe as a whole.
Each being is drawn towards higher forms of being within the unity
of the whole. Each being, by nature, acts on behalf of the whole,
and in this way comes to the fullest being according to its own
particular nature. So Nature, for the Greek philosophers, is neither
static nor random. This is what is meant by the teleology of things
in Greek philosophy. In Plato's Laws the Athenian Stranger says:
[ATHENIAN:
Let us say to the youth:] The ruler of the universe has ordered
all things with a view to the excellence and preservation of the
whole, and each part, as far as may be, has an action and passion
appropriate to it. Over these, down to the least fraction of them,
ministers have been appointed to preside, who have wrought out
their perfection with infinitesimal exactness. And one of these
portions of the universe is thine own, unhappy man, which, however
little, contributes to the whole; and you do not seem to be aware
that this and every other creation is for the sake of the whole,
and in order that the life of the whole may be blessed; and that
you are created for the sake of the whole, and not the whole for
the sake of you. For every physician and every skilled artist
does all things for the sake of the whole, directing his effort
towards the common good, executing the part for the sake of the
whole, and not the whole for the sake of the part. (Plato, Laws
Book X, 903, translation by B. Jowett)
In
terms of Natural Law, the most important aspect of this is that
each part of Nature, or each being, is inclined within itself towards
perfection. Thus Aristotle says in the opening of his Metaphysics
that the mind is naturally inclined towards the truth of things.
This is at once its nature and its end. And so with all things.
Their orientation towards perfection springs from their natures,
and so the teleology of things is not imposed by a power outside
themselves, but resides in their own natures. Above and beyond this
we have universal Providence, the overall providential order of
the universe which provides the conditions in which all things may
be fulfilled according to their particular destinies, and which
corrects whatever goes amiss. Plotinus describes it this way:
All
such right-doing, then, is linked to Providence; but it is not
therefore performed by it: men or other agents, living or lifeless,
are causes of certain things happening, and any good that may
result is taken up again by Providence. In the total, then, the
right rules and what has happened amiss is transformed and corrected.
(Plotinus Enneads, III, 3, 5, translated by S. MacKenna.)
From
these considerations it becomes clear that the ancient understanding
of the order of Nature is not deterministic, and that Providence
should not be thought of as a kind of determinism. And this gives
us a clearer indication of the nature of Natural Law insofar as
it touches human society. It is not a set of rules which are imposed
upon society, as positive law is, but rather it indicates the potential
way in which society may fulfil its own nature within the greater
cosmic scheme. It is on a plane above that of necessity, a possibility
for which Providence has made provision. We might say that, at the
level of the political society, it is the law of human potential.
This means, of course, that it must be consciously chosen if it
is to be realised.
Let me offer a reflection on something that has often struck me
while exploring the tradition of Natural Law. At the beginning of
this talk we asked why it is that the concept of Natural Law is
so difficult to grasp in our age. I have suggested that one reason
is because we have lost the holistic sense of cosmos which was fundamental
to the ancient formulations of Natural Law, but which was lost during
the 17th century. Here I think we find another reason, which springs
from Natural Law and human nature themselves. The Natural Law may
be understood only through conscious reflection, through deliberate
enquiry into the truth of things.
This itself shows us something very important about human nature
and society. Nature, under Providence, gives us the earth and our
bodies and our faculties as a gift, but beyond that the 'work' of
mankind belongs to mankind to take up of itself, and central to
what may properly be called the 'work' of mankind is the task of
understanding the nature of things. As various philosophers have
said in different ways, man is the being who reflects on the nature
of being. This task is not simply the vocation of each individual
person, it is also the collective work of society as a whole. From
this I think we can see a simple law, which itself is a reflection
of Natural Law: that the conditions of society at any time reflect
the degree to which it understands itself. Society is, so to speak,
the embodiment of human understanding. To put that another way,
society flourishes insofar as it understands its own nature.
It is at this point that Nature and Providence and ethics converge.
Once Nature gives to humanity the powers of reflection and speech,
humanity becomes responsible for carrying out its own part in the
universal order of Nature. The Stoics held that virtue is action
in agreement with Nature, in agreement with the greater order and
purpose of things. For Plotinus this is action according to Providence,
towards the common good. It is often said that the Stoic view is
deterministic, but this is because it is overlooked that to act
in agreement with Nature is also to act according to human nature
and its potential perfection. There is an implicit correspondence
or affinity between human nature and the cosmos, and this means
that human nature cannot be itself if separated from the cosmic
nature or the whole. In a sense, human nature comes to itself through
its perception and action in the cosmic order. Nature is the mirror
in which man sees himself. It is obvious that humanity is part of
nature at the physical level. Separated from it we should die. But
at the reflective or rational level this participation in Nature
is much more subtle. It steps from the level of absolute dependency
to that of moral responsibility. To put that another way, it steps
from the level of mere survival to that of the Good.
One of the things that distinguishes the ancient philosophers' thought
on ethics, which I believe is very important in understanding Natural
Law, is that they understood that everything in Nature is inclined
towards the Good, or towards perfection, as we observed earlier,
and, at the deepest level of being, everything acts for the sake
of the greater whole. In this sense ethics belongs to the law of
being as such, since 'being' and the 'good' cannot be separated
from one another. This also means that individual being and being
as such cannot be separated from one another, and this relation
is also ethical.
It was on this point that the Enlightenment thinkers broke with
the ancient tradition. They located the inclinations of creatures,
including those of mankind, in the desire or instinct for self-preservation,
and we can see how that notion has been taken up in modern neo-Darwinian
evolutionary theory. This meant that instead of all things being
harmoniously oriented towards the universal good, each particular
being was placed in essential conflict with every other being. And
so reflection on the law and jurisprudence in society began to be
thought of in terms of mediating conflict between individuals within
society, or between individuals and institutions, rather than as
the conformation to the natural order. It is from this conception
that the notions of the social contract or utilitarianism arose,
and the Kantian deontological theory of ethics, or ethics as duty
or rule. Although the expression 'the common good' remained, it
was now reduced to mediating conflicting interests. It was in these
conditions that the thinking on Natural Law shifted to that of natural
Rights, and later again to that of Human Rights. With these shifts
in thought the inherent connection between society and the cosmic
order is lost. Society itself becomes an entity outside Nature serving
only itself, with no part in any greater cosmic scheme or destiny.
These are rather sweeping assertions, so by way of contrast it is
worth seeing how Thomas Aquinas expresses the order of Nature and
how it is oriented towards the universal good:
By
nature parts of the body will risk themselves in order to defend
the whole: without thinking, the hand wards off the blow that
will harm the whole body. And in society virtue imitates nature,
so that the good citizen risks death for the common good; if he
were a part of society by nature it would be a natural tendency.
Now by nature every creature by being himself belongs to God;
so that natural love of angels and men is first and foremost for
God and then for themselves. If it were not so, their natural
love would be perverse and would have to be destroyed rather than
fulfilled by the love of charity. One naturally loves oneself
more than something else of equal rank because one is more united
to oneself, but if the other thing is the entire ground of one's
own existence and goodness then by nature one loves it more than
oneself: by nature parts love the whole more than themselves,
and individuals the good of the species more than their individual
good. God however is not only the good of a species but good as
such and for all; and so by nature everything loves God in its
own way more than itself. Since God is everything's good and naturally
loved by all, no one can see him for what he is and not love him.
But when we do not see him and know him only through some effect
or other which displeases us, we may hate God in that respect;
though even then as the good of all we still by nature love him
more than ourselves. (Thomas Aquinas Summa Theologica I.
60.5)
In
this passage the whole modern theory of 'enlightened self-interest'
or individualism is exposed as a very limited view of society and
the greater scheme of reality. Also the modern theories of human
rights is made redundant. The truth is the reverse. On the other
hand, modern ecology is now more in accord with Aquinas's view of
Nature, insofar as it understands how all the different species
belong to a dynamic whole in which the balance of the whole is what
sustains each part. Nevertheless, there is no universal teleology
in the ethical thought which springs from the present concern for
the environment. Even Lovelock's Gaia hypothesis remains within
the sphere of the Newtonian mechanistic universe, in which all things
are subject to law, but have no real ends or purpose.
This is where Aquinas's view of Nature, which he has assembled and
synthesised from the main features of Platonic, Aristotelian and
Stoic cosmology, grounds the whole of Nature in the highest principle
of the Good from which all things emanate and towards which all
things strive for unity and completion. Thus the very moving force
of Nature is the Good in itself, which Aquinas locates in God. For
Aquinas it is the very highest end of things that makes them intelligible
in their immediate presence and natures. Although he speaks firmly
within the Christian tradition, his manner of thinking is that of
the philosophers and thinkers who went before him who sought to
understand things from their highest principles first - that is,
metaphysically.
I am sure we have all heard it said that Medieval Christianity disregarded
this world, seeing the fulfilment of man in the next world. But
this is not true. What is commonly mistaken for a concern for angels
and metaphysical abstractions is really enquiry into the principles
of the creation, but from the highest level downwards. Plato, again
in Book X of the Laws, argues that Soul and the gods exist prior
to the physical elements, because they are their governing principles.
The Athenian stranger says:
Then
thought and attention and mind and art and law will be prior to
that which is hard and soft and heavy and light; and the great
primitive works and actions will be works of art; they will be
the first, and after them will come nature and the works of nature,
. . . these will follow and be under the government of art and
mind. (Plato Laws, Book X, 892, translated by B. Jowett)
Here
Plato is challenging those who claim that the material elements
exist prior to the soul and the gods, a claim which obstructs enquiry
into law and the proper order of society. For Plato a choice must
be made between seeing things in terms of the highest universal
principles, or according to the lowest common denominator. In relation
to understanding Natural Law and society a choice has to be made
between seeing lawfulness as springing from the essence of human
community, or as rules that need to be imposed upon essentially
lawless beings. In terms of how we conceive ethics this is enormously
important. Either we go with Plato and Aristotle and see human nature
as oriented towards the Good, which means that the laws of society
come into being naturally, or else we see human nature as essentially
self-interested, which means that laws need to be formulated to
subdue the natural human inclinations and desires. The first way
of seeing human nature, as naturally oriented towards the good,
opens the way to connecting Natural Law with what is now called
'virtue ethics', the ethics that brings action into agreement with
Nature. The second way of seeing human nature, as essentially self-interested,
cannot accommodate Natural Law and is compelled to conceive law
in terms of imposed rules and sanctions.
The choice between these two views also effects the way in which
human rights are conceived - either in terms of the natural constitution
of human society and therefore already given in the nature of things,
or in terms of the individual making claims upon society which would
otherwise be denied. I suspect that most people are not really clear
where they stand on this because the ethical ground for human rights
is not generally reflected on. Rights are merely asserted. Yet where
our thinking takes its beginning is of the utmost importance. As
an illustration of this there is a very perceptive passage in an
essay by the Natural Law philosopher John Finnis. He takes issue
with a claim made by Robert Novick that 'everything comes into the
world already attached to someone having an entitlement over it'.
Finnis writes:
.
. . - the reality being, on the contrary, that the natural resources
from which everything made has been made pre-exist all entitlements
and 'came into the world' attached to nobody in particular; the
world's resources are fundamentally common and no theory of entitlements
can rightly appropriate any resource to one person so absolutely
as to negate that original community of the world's stock. .(John
Finnis, 'Natural Law and Legal Reasoning', in Natural Law Theory:
Contemporary Essays, edited by Robert George, Oxford, 2007,
p. 139)
I
am sure I need not persuade anyone here that John Finnis is clearly
right. But he is right because he thinks from essential principle,
while Novick based his thought on what seemed to be already the
practice, or that there was no distinction to be drawn between what
Nature provides and what is produced through human labour. Aquinas
also begins from the principle that all property is held in common.
This has to be the basis from which any theory of entitlement may
be developed, both in terms of property and of rights. Aquinas,
very interestingly, does not develop a theory of property on the
basis of entitlement, but rather on the basis of responsibility.
He notes that, since the fall, things held in common tend to be
neglected, therefore individual ownership should be given to individuals
who may be held responsible for the care for those things.
The step from the principle of communal property to individual ownership
is thus a step from the eternal principle of Natural Law to what
Aquinas calls 'custom', by which he means the positive laws which
suite time and place and tradition. Custom may vary from one state
to another, or change over time within one state, but always it
should accord with the principles of Natural Law which never change.
One way in which the principle of common property may be shown to
remain the basis of any custom of entitlement is when there is shortage
or famine. In these conditions even the laws of theft may be nullified,
according to Aquinas. John Finnis remarks on this also, saying in
a footnote:
But
the most obvious implication is the principle that in conditions
of scarcity and deprivation, goods become once again common just
to the extent necessary to allow those in danger to appropriate
what they need to avert e. g. starvation; this moral principle
can qualify even the legal definitions of theft . . .(John Finnis,
'Natural Law and Legal Reasoning', in Natural Law Theory: Contemporary
Essays, edited by Robert George, Oxford, 2007, p. 153 n. 12)
If
entitlement may revert back to common property and set aside the
legal definitions of theft in times of scarcity or need, then this
raises the question of the foundation in principle of human rights,
especially as the modern list of human rights seems to be continuously
extending. In the light of what has just been said about property
entitlements being part of legal custom, rather than of Natural
Law as such, perhaps it may also be said that the legal definitions
of human rights are also part of legal custom, and that these claims
to rights might also revert back to 'render to each his due' in
terms of Natural Law. Maybe. I would like to suggest, however, that
current thinking on human rights has become very muddled and in
many instances it is trying to mitigate the consequences of failing
to observe Natural Law in the understanding of the nature of society,
and that the universal Providence has already accounted for the
just needs of humanity and ordered the earth and Nature in such
a way that human society might flourish to its full potential within
the greater cosmic scheme oriented towards the universal Good.
There
is, then, a Providence, which permeates the Kosmos from first
to last, not everywhere equal, as in a numerical distribution,
but proportioned, differing, according to the grades of place
- just as in some one animal, linked from first to last, each
member has its own function, the nobler organ the higher activity
while others successively concern the lower degrees of the life,
each part acting of itself, and experiencing what belongs to its
own nature and what comes from its relation with every other.
(Plotinus Enneads, III, 3, 5, translated by S. MacKenna)
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"Moral
acts and human acts are one and the same thing." (Thomas
Aquinas, ST 1a2ae, q. 1, a. 3, c.)
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